Securities Laws & Capital Markets

Securities Laws & Capital Markets

The Firm has an active Securities Law & Capital Markets practice covering the entire spectrum of capital markets activities for listed companies.

Our Securities Laws & Capital Markets team acts as domestic counsel to fund raising programs such as IPOs, QIB placements, rights offerings, Institutional Placement Program, follow-on public offers. In the past, the team members have acted as legal advisors to acquirers / merchant bankers in public takeovers, corporate restructuring (buy-backs, delisting, relisting, mergers, reverse mergers, demergers).

The team handholds unlisted companies and their promoters by providing guidance from the preparatory stage for an IPO down to meeting all the post-IPO disclosure obligations.

SERVICES 

Our Securities Laws & Capital Markets practice covers the entire spectrum of capital markets activities. The team’s services include advising on:

  1. Substantial acquisition of shares/control (takeover) of a listed company;
  2. Voluntary delisting by promoters and squeezing minority post delisting;
  3. Company buybacks;
  4. Offer for sale by promoters through stock exchange;
  5. Amalgamations/demergers/restructuring involving listed companies;
  6. Reverse merger (listing without an IPO);
  7. IPOs by unlisted companies (main board and SME);
  8. Fund raising by listed companies:
    • Rights issue;
    • Follow-on public issue;
    • Institutional Placement Program;
    • Preferential issues; and
    • QIB placement.
  9. Regulatory issues and legal matters such as:
    • Setting up of intermediaries under various SEBI regulations;
    • Issues relating to insider trading in general e.g. insider trading code of conduct for listed companies and intermediaries, monitoring and supervisory issues/chinese walls;
    • Drafting responses to investigating authorities;
    • Appearing before SEBI Adjudicating Officer, Securities Appellate Tribunal;
    • Consent mechanism (compounding of offences);
    • ESOPs for listed companies;
    • Opinions on various regulatory issues affecting listed companies/promoters and intermediaries registered with SEBI in relation to above.

 

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Our Other Services

CORPORATE & BUSINESS LAWS

Corporate and Business Law is at the heart of our firm’s activities, embracing Public and private M&A, Joint ventures and foreign collaborations, Securities offerings and Regulatory compliance.

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CORPORATE LITIGATION

Our team of dispute lawyers is experienced in the full breadth of civil and commercial litigation, and regularly represents the clients before all Judicial & Quasi-Judicial Bodies.

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MERGERS & ACQUISITION

Our knowledge base and extensive experience representing strategic and financial buyers and sellers gives us superior insight into the market leading to effective negotiation on imperative deal points thus giving us control from term sheet to closing.

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SECURITIES LAW ADVISORY

Our Securities Laws & Capital Markets team acts as domestic counsel to fund raising programs such as IPOs, rights offerings, Institutional Placement Program, follow-on public offers. In the past, the team members have acted as legal advisors to acquirers / merchant bankers in public takeovers, corporate restructuring (buy-backs, delisting, relisting, mergers, reverse mergers, demergers).

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INVOLVENCY & BANKRUPTCY

Our insolvency and restructuring team has extensively worked on most restructuring platforms such as SICA, DRT, CDR, SARFAESI, SDR, and more recently, on a vast majority of matters involving the Insolvency and Bankruptcy Code.

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INTELLECTUAL PROPERTY RIGHTS

The firm deals in all kinds of Intellectual Property matters, which include Trademarks, Patents, Copyright and Designs, Technical know-how and Trade secrets. We render legal advice on diverse nature of agreements dealing with use, supply, licensing and maintenance of computer services and/or facilities, software licensing, technology transfers, franchise agreements, technical services and other related services.

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COMPANY SECRETARIAL PRACTICE

The Firm provides a comprehensive range of services relating to setting up the operations of a corporate business entity including ‘Business Set-Up services’ and ‘Regular Compliance services’. The team consists of company secretaries in Delhi who are assisting clients setup and manage their business across India.

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COMMERCIAL CONTRACTS

We strive for business intelligence so that not only proper contracts & agreements are drafted but also all precautions are taken before executing them. Our expert lawyers have assisted our Clients in drafting and successfully negotiating the following commercial agreements:

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