VNC Corporate & Legal, Advocates and Solicitors

VNC Corporate & Legal

Capital Markets & SEBI Matters

The Firm has an active Securities Law & Capital Markets practice covering the entire spectrum of capital markets activities for listed companies.

Our Securities Laws & Capital Markets team acts as domestic counsel to fund raising programs such as IPOs, QIB placements, rights offerings, Institutional Placement Program, follow-on public offers. In the past, the team members have acted as legal advisors to acquirers / merchant bankers in public takeovers, corporate restructuring (buy-backs, delisting, relisting, mergers, reverse mergers, demergers).

The team handholds unlisted companies and their promoters by providing guidance from the preparatory stage for an IPO down to meeting all the post-IPO disclosure obligations.


Our Securities Laws & Capital Markets practice covers the entire spectrum of capital markets activities. The team’s services include advising on:

  1. Substantial acquisition of shares/control (takeover) of a listed company;
  2. Voluntary delisting by promoters and squeezing minority post delisting;
  3. Company buybacks;
  4. Offer for sale by promoters through stock exchange;
  5. Amalgamations/demergers/restructuring involving listed companies;
  6. Reverse merger (listing without an IPO);
  7. IPOs by unlisted companies (main board and SME);
  8. Fund raising by listed companies:
    • Rights issue;
    • Follow-on public issue;
    • Institutional Placement Program;
    • Preferential issues; and
    • QIB placement.
  9. Regulatory issues and legal matters such as:
    • Setting up of intermediaries under various SEBI regulations;
    • Issues relating to insider trading in general e.g. insider trading code of conduct for listed companies and intermediaries, monitoring and supervisory issues/chinese walls;
    • Drafting responses to investigating authorities;
    • Appearing before SEBI Adjudicating Officer, Securities Appellate Tribunal;
    • Consent mechanism (compounding of offences);
    • ESOPs for listed companies;
    • Opinions on various regulatory issues affecting listed companies/promoters and intermediaries registered with SEBI in relation to above.

We Fight To Protect Your Legal Rights

  • Banking & Finance
  • Capital Markets
  • Anti-Corruption
  • Corporate and M&A
  • Labour & Employment
  • Private Clients
  • Real Estate
  • Restructuring & Insolvency
  • Cybersecurity
  • Dispute Resolution
  • Family Law
  • Intellectual Property
  • Taxation
  • White-Collar Crime
  • Environment
  • Mediation